scrutiny

UK minister’s links to ousted Bangladesh leader under scrutiny after corruption claims – Go Health Pro

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UK minister’s links to ousted Bangladesh leader under scrutiny after corruption claims – Go Health Pro

Unlock the Editor’s Digest for free Roula Khalaf, Editor of the FT, selects her favourite stories in this weekly newsletter. The UK’s City minister Tulip Siddiq often credits the support of her aunt, the former leader of Bangladesh Sheikh Hasina when talking about her political career in Britain. “She taught me [the] most,” Siddiq said, … Read more

A Recordkeeping Checklist For Financial Planning Services: Proactive Documentation Of Service Delivery To Reduce Regulatory Scrutiny – Go Health Pro

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A Recordkeeping Checklist For Financial Planning Services: Proactive Documentation Of Service Delivery To Reduce Regulatory Scrutiny – Go Health Pro

Maintaining adequate books and records is a cornerstone of compliance for all investment advisers. While state and Federal regulations clearly outline recordkeeping requirements for areas like financials, advertisements, and trading records, there is a notable gap when it comes to documenting the delivery of services – especially financial planning services – necessary to justify the … Read more

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